Insurance and Financial Regulatory Compliance - Highlight of the Latest Regulatory Requirements for Insurance Intermediaries

Course Code

PE4200486

Start Date:

2026/12/17

Hours

3.0

Level

Short Course

Fee

$300

Application Form Apply Now

peak@vtc.edu.hk

Enquiry: 28361922

Introduction

This programme is designed for insurance and financial intermediaries to

understand the basic concept of the latest insurance regulatory requirements in

relation to their business and day-to-day operations.

Who Should Attend

• Insurance intermediaries

• Persons responsible for advising on financial products

• Executives especially responsible for compliance and /

or marketing promotion

Programme Contents

• Highlight of key provisions of Insurance Ordinance relating to Insurance Intermediaries

• Extract of Insurance Authority’s Codes and Guidelines

• Personal Data (Privacy) Ordinance and Relevant Guidelines

*This programme is co-organised with Professional Insurance Brokers Association (PIBA) and will be recognised as IA-CPD credits.

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

2026/12/17

Date: 17.12.2026
Time: 6:45pm-9:45pm
Duration:3 hours
Venue: 9/F, VTC Tower, 27 Wood Road, WanChai

Apply Now