Business Ethics Module 4: Finance Sector (2 hours)
1. Financial service provider-customer relationship: terms implied in common law
2. Financial service provider’s implied duties to customer
3. Financial service provider’s special implied duties to customer: fiduciary relationship
4. Upholding an ethical culture in the finance sector being of critical interests to various interested parties
5. Form regulator’s perspective: promoting stability within the banking and finance system
6. From bank’s perspective
7. From employee’s perspective
8. From customer’s perspective
9. Common malpractices and illegalities
Teaching Language
All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)
Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours
IA CPD Hours: 2 (Ethics or Regulations)
MPFA Non-core CPD Hours: 2
SFC CPT Hours: 2
HKMA ECF CPD Hours 2
