Compliance Training Courses for Insurance Intermediaries Module 3: IA's Code of Conduct for Licensed Insurance Brokers

Course Code

PE4200783

Start Date:

To Be Advised

Hours

3.0

Level

Short Course

Application Form

Email

peak@vtc.edu.hk

Enquiry: 28361922

1. Statistics of Hong Kong insurance industry

2. The Code Conduct for Licensed Insurance Brokers
3. Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct
4. Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct
5. Other regulations and industry practices associated with the sale of insurance policies

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

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