Regulatory Requirements for Selling Financial Products Updates Module 2: Selling Practice Updates Course Code: PE4200088 Start Date: To Be Advised Hours: 2.0 Level: Short Course Application Form Email: peak@vtc.edu.hk Enquiry: 28361922 Programme Information Programme Contents • Good practices in relation to the sales of investment product • Treat customer fairly charter • Selling of complex bonds and high-yield bonds • FX accumulators and non-leveraged RMB link deposits General Information Teaching Language All classes are conducted in Cantonese, supplemented with English terminology.(Except courses are specified conducted in English) Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours IA CPD Hours: 2 MPFA Non-core CPD Hours: 2 SFC CPT Hours: 2 Relevant Programmes Course CodeProgrammeLevel PE4200087 Regulatory Requirements for Selling Financial Products Updates Module 1: Sales Compliance Review (Virtual class through Microsoft Teams) Short Course bookmark Bookmark this
Course Code: PE4200088 Start Date: To Be Advised Hours: 2.0 Level: Short Course Application Form Email: peak@vtc.edu.hk Enquiry: 28361922 Programme Information Programme Contents • Good practices in relation to the sales of investment product • Treat customer fairly charter • Selling of complex bonds and high-yield bonds • FX accumulators and non-leveraged RMB link deposits General Information Teaching Language All classes are conducted in Cantonese, supplemented with English terminology.(Except courses are specified conducted in English) Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours IA CPD Hours: 2 MPFA Non-core CPD Hours: 2 SFC CPT Hours: 2 Relevant Programmes Course CodeProgrammeLevel PE4200087 Regulatory Requirements for Selling Financial Products Updates Module 1: Sales Compliance Review (Virtual class through Microsoft Teams) Short Course bookmark Bookmark this
