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Institute of Professional Education And Knowledge

Best Practices for Financial Products Intermediaries Module 2 - Sales Compliance Reviews and Updates II

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Course Code
PE4200508

Start Date: 
To Be Advised

Hours
2.0

Level
Short Course

Application Form

Email
peak@vtc.edu.hk

Enquiry: 28361922

    CPD Programme

Programme Contents

• Part I – Introduction of the Hong Kong Monetary Authority - Code of Banking Practice

• Part II – Recommendations of Code of Banking Practice

• Relationship between institutions and customers

• Handling customer complaints

• Opening / Closing of accounts

• Operation of accounts

• Recovery of Loans and Advances

 

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours:                                 2 (Ethic or Regulations)

MPFA Non-core CPD Hours:          2

SFC CPT Hours:                              2

HKMA ECF CPD Hours                   2

 

 

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