Sales Compliance Reviews and Updates for Financial Products Intermediaries : Enhanced Regulation of MPF Intermediaries & Conduct Requirements of MPF Intermediaries

Course Code:

400E2-401E2

Start Date:

To Be Advised

Hours:

2.0

Level:

Short Course

Application Form

Email:

peak@vtc.edu.hk

Enquiry:

Tel: 2836 1922

Content

Module 6: Enhanced Regulation of MPF Intermediaries (1 Hour)

Module 7: Conduct Requirements of MPF Intermediaries (1 Hour)

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours: 2

MPFA Core CPD Hours: 2

SFC CPT Hours: 2

HKMA ECF CPD Hours 2

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