銷售金融產品的監管要求重温及新知單元一: 銷售合規審查及新知 I (以網上虛擬形式(Zoom)上課)

課程編號:

PE4200701

開課日期:

即將公佈

上課時數:

3.0

程度:

短期課程

電郵:

peak@vtc.edu.hk

查詢:

2836 1922

(此課程簡介只提供英文版)

Programme Content

1. Sound practices for customer data protection

2. Latest Complaints in Banking Industry

3. Guideline on Banking Services for Persons with Dementia

4. Latest regulatory development of AML/CFT

5. Handling of dormant accounts and unclaimed deposits

6. Joint circular on intermediaries’ virtual asset-related activities

7. Credit Risk Management for Personal Lending Business

授課語言

除一些指定以英語授課的課程外,所有課程均以廣東話授課,部份輔以英文專業用語

持續專業進修(CPD)/持續培訓(CPT)時數

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

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