销售金融产品的监管要求重温及新知单元一: 销售合规审查及新知 I (以网上虚拟形式(Zoom)上课)

课程编号:

PE4200701

开课日期:

即将公布

上课时数:

3.0

程度:

短期课程

电邮:

peak@vtc.edu.hk

查询:

2836 1922

(此课程简介只提供英文版)

Programme Content

1. Sound practices for customer data protection

2. Latest Complaints in Banking Industry

3. Guideline on Banking Services for Persons with Dementia

4. Latest regulatory development of AML/CFT

5. Handling of dormant accounts and unclaimed deposits

6. Joint circular on intermediaries’ virtual asset-related activities

7. Credit Risk Management for Personal Lending Business

授课语言

除一些指定以英语授课的课程外,所有课程均以广东话授课,部份辅以英文专业用语

持续专业进修(CPD)/持续培训(CPT)时数

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

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