Error message
You must have JavaScript and cookies enabled in your browser to flag content.
銷售金融產品的監管要求重温及新知 單元 一: 銷售合規審查及新知 I (以網上虛擬形式(Zoom)上課)
(此課程簡介只提供英文版)
Programme Content
1. Sound practices for customer data protection
2. Latest Complaints in Banking Industry
3. Guideline on Banking Services for Persons with Dementia
4. Latest regulatory development of AML/CFT
5. Handling of dormant accounts and unclaimed deposits
6. Joint circular on intermediaries’ virtual asset-related activities
7. Credit Risk Management for Personal Lending Business
授課語言
除一些指定以英語授課的課程外,所有課程均以廣東話授課,部份輔以英文專業用語
持續專業進修(CPD)/持續培訓(CPT)時數
IA CPD Hours: 3 (Ethics or Regulations)
MPFA Non-core CPD Hours: 3
SFC CPT Hours: 3
HKMA ECF CPD Hours 3
bookmark 加入書籤