Course description
Introduced in this course to insurance and financial practitioners is the regulatory update in Hong Kong, under the running of Insurance Authority and Securities and Futures Commission with guidelines for Licensed Insurance Intermediaries, Supervision of Intermediaries and on Anti-Money Laundering and Counter-Financing of Terrorism for Licensed Corporations. On top of the Corruption Prevention Guide always bearing in mind by participants having attended this course, they will also be vigilant of sanctions regimes and regulatory effects on businesses that are being conducted by insurance and financial practitioners.
Course outline
1. Insurance Authority (IA): Legislative and Regulatory Framework
2. IA Guidelines for Licensed Insurance Intermediaries
3. Securities and Futures Commission (SFC): Supervision of Intermediaries
4. SFC Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations)
5. Corruption Prevention Guide for Insurance Companies (Case Study)
6. Sanctions regimes and regulatory effects on businesses