Best Practices for Financial Products Intermediaries Module 4 - Market Practices and Customer Suitability Management II

Course Code:

PE4200510

Start Date:

To Be Advised

Hours:

2.0

Level:

Short Course

Application Form

Email:

peak@vtc.edu.hk

Enquiry:

28361922

Best Practices for Financial Products Intermediaries Module 4: Market Practices and Customer Suitability Management II (2 hours)

• Overview of financial service industry in Hong Kong

• Professional and Ethical Standards

• Selling of Annuity Insurance Products

• Internal controls

• SFC Disciplinary Proceedings

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours: 2 (Ethics or Regulations)

MPFA Non-core CPD Hours: 2

SFC CPT Hours: 2

HKMA ECF CPD Hours 2

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