MPF Training Programme Module 8: Common Offences and Misconduct of MPF Intermediaries

Part 1: Common Offences and Misconduct of MPF Intermediaries (MPFIs)

1. Forging clients’ signatures and making unauthorized transfer of clients’ MPF
2. Impersonating scheme members to obtain their information from MPF trustees
3. Asking clients to sign on incomplete forms and failing to keep a record of clients’ instructions
4. Providing inaccurate information to clients and using marketing materials which have not been approved by their principal intermediaries

Part 2: Enforcement Cases against MPFIs and Other Conduct Issues

1. Stepping up of disciplinary actions on serious misconduct of MPFIs
2. Highlight on relevant enforcement cases against MPFIs
3. False examination records