Ethics and Compliance Module 3: Fighting Financial Crime and Reinforcing Regulatory Compliance Course Code: PE4200842 Start Date: To Be Advised Hours: 3.0 Level: Short Course Application Form Email: peak@vtc.edu.hk Enquiry: 28361922 Programme Information Content Module 3: Fighting financial crime and reinforcing regulatory compliance New-age financial crime Anti-money laundering, fraud, bribery and corruption risks Market manipulation, insider trading, tax evasion, sanctions risks Risk exposure and specific customer typologies Financial markets products’ susceptibility to financial crime Best practice to mitigate financial crime risks Using RegTech to minimise financial crime CDD process and components of financial crime compliance General Information Teaching Language All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English) Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours IA CPD Hours: 3 (Ethics or Regulations) MPFA Non-core CPD Hours: 3 SFC CPT Hours: 3 HKMA ECF CPD Hours 3 bookmark Bookmark this
Course Code: PE4200842 Start Date: To Be Advised Hours: 3.0 Level: Short Course Application Form Email: peak@vtc.edu.hk Enquiry: 28361922 Programme Information Content Module 3: Fighting financial crime and reinforcing regulatory compliance New-age financial crime Anti-money laundering, fraud, bribery and corruption risks Market manipulation, insider trading, tax evasion, sanctions risks Risk exposure and specific customer typologies Financial markets products’ susceptibility to financial crime Best practice to mitigate financial crime risks Using RegTech to minimise financial crime CDD process and components of financial crime compliance General Information Teaching Language All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English) Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours IA CPD Hours: 3 (Ethics or Regulations) MPFA Non-core CPD Hours: 3 SFC CPT Hours: 3 HKMA ECF CPD Hours 3 bookmark Bookmark this
