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Programme List

- TBA
Regulatory Requirements for Selling Financial Products Updates Module 4: Sales Compliance Review
- Course Code: PE4200505
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update
- Course Code: PE4200506
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update (Virtual class through Microsoft Teams)
- Course Code: PE4200506
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 7 : Latest Banking/Securities Compliance
- Course Code: PE4200244
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 7 : Latest Banking/Securities Compliance (Virtual class through Microsoft Teams)
- Course Code: PE4200244
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 8: Selling Practice in Hong Kong
- Course Code: PE4200245
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 8: Selling Practice in Hong Kong (Virtual class through Microsoft Teams)
- Course Code: PE4200245
- 2.0 Hours
- Short Course
- TBA
Risk Assessment and Management for Financial Service Executives - Module 2: The Bloody Stories of Loss – Case Study
- Course Code: 816E2
- 2.0 Hours
- Short Course
- TBA
Risk Assessment and Management for Financial Service Executives - Module 2: The Bloody Stories of Loss – Case Study (Virtual class through Microsoft Teams)
- Course Code: 816E2
- 2.0 Hours
- Short Course
- TBA
Risk Assessment and Management for Financial Service Executives Module 1: Identifying and Measuring Risk Factors
- Course Code: 815E2
- 5.0 Hours
- Short Course

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# It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. Please refer to the corresponding programme page in this website for the registered course no.

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Programme List

Regulatory Requirements for Selling Financial Products Updates Module 4: Sales Compliance Review

Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update

Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update (Virtual class through Microsoft Teams)

Regulatory Requirements for Selling Financial Products Updates Module 7 : Latest Banking/Securities Compliance

Regulatory Requirements for Selling Financial Products Updates Module 7 : Latest Banking/Securities Compliance (Virtual class through Microsoft Teams)

Regulatory Requirements for Selling Financial Products Updates Module 8: Selling Practice in Hong Kong

Regulatory Requirements for Selling Financial Products Updates Module 8: Selling Practice in Hong Kong (Virtual class through Microsoft Teams)

Risk Assessment and Management for Financial Service Executives - Module 2: The Bloody Stories of Loss – Case Study

Risk Assessment and Management for Financial Service Executives - Module 2: The Bloody Stories of Loss – Case Study (Virtual class through Microsoft Teams)

Risk Assessment and Management for Financial Service Executives Module 1: Identifying and Measuring Risk Factors

Pages