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Programme List

- TBA
Regulatory Requirements for Selling Financial Products Updates Module 2: Selling Practice Updates
- Course Code: PE4200088
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 2: Selling Practice Updates (Virtual class through Microsoft Teams)
- Course Code: PE4200088
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 3: Latest Banking / Securities Compliance
- Course Code: PE4200504
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 3: Latest Banking / Securities Compliance (Virtual Class through Zoom)
- Course Code: PE4200504
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 4: Customer Due Diligence Review & Update
- Course Code: PE4200172
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 4: Customer Due Diligence Review & Update (Virtual class through Microsoft Teams)
- Course Code: PE4200172
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 4: Sales Compliance Review
- Course Code: PE4200505
- 3.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update
- Course Code: PE4200506
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update (Virtual class through Microsoft Teams)
- Course Code: PE4200506
- 2.0 Hours
- Short Course
- TBA
Regulatory Requirements for Selling Financial Products Updates Module 7 : Latest Banking/Securities Compliance
- Course Code: PE4200244
- 3.0 Hours
- Short Course

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# It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. Please refer to the corresponding programme page in this website for the registered course no.

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Programme List

Regulatory Requirements for Selling Financial Products Updates Module 2: Selling Practice Updates

Regulatory Requirements for Selling Financial Products Updates Module 2: Selling Practice Updates (Virtual class through Microsoft Teams)

Regulatory Requirements for Selling Financial Products Updates Module 3: Latest Banking / Securities Compliance

Regulatory Requirements for Selling Financial Products Updates Module 3: Latest Banking / Securities Compliance (Virtual Class through Zoom)

Regulatory Requirements for Selling Financial Products Updates Module 4: Customer Due Diligence Review & Update

Regulatory Requirements for Selling Financial Products Updates Module 4: Customer Due Diligence Review & Update (Virtual class through Microsoft Teams)

Regulatory Requirements for Selling Financial Products Updates Module 4: Sales Compliance Review

Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update

Regulatory Requirements for Selling Financial Products Updates Module 5: Regulatory Compliance Update (Virtual class through Microsoft Teams)

Regulatory Requirements for Selling Financial Products Updates Module 7 : Latest Banking/Securities Compliance

Pages