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Programme List

- Coming Soon
Regulatory Compliance Training Module 1: Business Ethics for Financial Professionals in Greater Bay Area (Virtual class through Zoom)
- Course Code: PE4200765
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 1: Business Ethics for Financial Professionals in Greater Bay Area (Virtual class through Zoom)
- Course Code: PE4200765
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 2: Risk-based Approach on AML/CFT and Sanctions for HK and Macau
- Course Code: PE4200766
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 2: Risk-based Approach on AML/CFT and Sanctions for HK and Macau(Virtual Class through Zoom)
- Course Code: PE4200766
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 3: Regulatory Updates and Suitability Requirements
- Course Code: PE4200767
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 3: Regulatory Updates and Suitability Requirements(Virtual class through Zoom)
- Course Code: PE4200767
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 4: Business Ethics and Fraud Risk Management: Fostering Integrity and Mitigating Risks (Virtual class through Zoom)
- Course Code: PE4200778
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 5: Cyber Security and Personal Data Privacy: Safeguarding Information in the Digital Age (Virtual class through Zoom)
- Course Code: PE4200779
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Compliance Training Module 6: Data Governance, Risk, and Compliance: Ensuring Personal Data Protection (Virtual Class through Zoom)
- Course Code: PE4200780
- 3.0 Hours
- Short Course
- Coming Soon
Regulatory Requirement for Selling Financial Products Review and Updates Module 3 Banking / Securities Compliance Review and Updates
- Course Code: PE4200703
- 3.0 Hours
- Short Course

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# It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. Please refer to the corresponding programme page in this website for the registered course no.

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Programme List

Regulatory Compliance Training Module 1: Business Ethics for Financial Professionals in Greater Bay Area (Virtual class through Zoom)

Regulatory Compliance Training Module 1: Business Ethics for Financial Professionals in Greater Bay Area (Virtual class through Zoom)

Regulatory Compliance Training Module 2: Risk-based Approach on AML/CFT and Sanctions for HK and Macau

Regulatory Compliance Training Module 2: Risk-based Approach on AML/CFT and Sanctions for HK and Macau(Virtual Class through Zoom)

Regulatory Compliance Training Module 3: Regulatory Updates and Suitability Requirements

Regulatory Compliance Training Module 3: Regulatory Updates and Suitability Requirements(Virtual class through Zoom)

Regulatory Compliance Training Module 4: Business Ethics and Fraud Risk Management: Fostering Integrity and Mitigating Risks (Virtual class through Zoom)

Regulatory Compliance Training Module 5: Cyber Security and Personal Data Privacy: Safeguarding Information in the Digital Age (Virtual class through Zoom)

Regulatory Compliance Training Module 6: Data Governance, Risk, and Compliance: Ensuring Personal Data Protection (Virtual Class through Zoom)

Regulatory Requirement for Selling Financial Products Review and Updates Module 3 Banking / Securities Compliance Review and Updates

Pages