Course description
Introduced in this course to insurance and financial practitioners is the regulatory update in Hong Kong, under the running of Insurance Authority and Securities and Futures Commission with guidelines for Licensed Insurance Intermediaries, Supervision of Intermediaries and on Anti-Money Laundering and Counter-Financing of Terrorism for Licensed Corporations. On top of the Corruption Prevention Guide always bearing in mind by participants having attended this course, they will also be vigilant of sanctions regimes and regulatory effects on businesses that are being conducted by insurance and financial practitioners.
Course outline
1. Insurance Authority (IA): Legislative and Regulatory Framework
2. IA Guidelines for Licensed Insurance Intermediaries
3. Securities and Futures Commission (SFC): Supervision of Intermediaries
4. SFC Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations)
5. Corruption Prevention Guide for Insurance Companies (Case Study)
6. Sanctions regimes and regulatory effects on businesses
Enrollment
- Enrolments of virtual CPD programmes can only be made online through VTC’s Continuing & Professional Education website (https://cpe.vtc.edu.hk/en). Applicants may pay the programme fee by Credit Card (Visa / Master) in the online enrolment system. Only enrolment with completed information and payment will be processed.
- Applicants should upload* the Hong Kong Identity (HKID) Card / Passport / Travel Document, or valid visa / entry permit for study issued by the Immigration Department of the Hong Kong Special Administrative Region (HKSAR) for enrollment. Please show your full name both in English and Chinese and your photo only. Other personal information must be covered.
* File size shall be less than 4 MB. File format shall be in jpg, jpeg, pdf or png.
- All places are allocated on a first-come-first-served basis.
Notification of Class Commencement
Successful applicants will be notified of the class confirmation and relevant information by email at least 7 working days## before class commencement. Students will receive an email from PEAK with virtual class link and student login ID 3 working days## before class commencement. Please contact us at 2836 1906 if you do not receive the notification 3 working days## before the class commencement.
## Working days (exclusive of Saturdays, Sundays and Public Holidays)
For virtualCPD programmes, applicants MUST prepare camera or web cam with stable network connection.
During the class, student must keep the camera on, and stay in front of the camera, otherwise the CPD / CPT hours will be deducted.