Business Ethics Module 4: Finance Sector

Business Ethics Module 4: Finance Sector (2 hours)

1. Financial service provider-customer relationship: terms implied in common law

2. Financial service provider’s implied duties to customer

3. Financial service provider’s special implied duties to customer: fiduciary relationship

4. Upholding an ethical culture in the finance sector being of critical interests to various interested parties

5. Form regulator’s perspective: promoting stability within the banking and finance system

6. From bank’s perspective

7. From employee’s perspective

8. From customer’s perspective

9. Common malpractices and illegalities