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Ethics and Compliance Module 3: Fighting Financial Crime and Reinforcing Regulatory Compliance

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Course Code: 
PE4200842

Start Date: 
2026/07/24

Hours: 
3.0

Level: 
Short Course

Fee: 
$330

Application Form

Email: 
peak@vtc.edu.hk

    CPD Programme

Content

Module 3: Fighting financial crime and reinforcing regulatory compliance

  1. New-age financial crime 
  2. Anti-money laundering, fraud, bribery and corruption risks 
  3. Market manipulation, insider trading, tax evasion, sanctions risks 
  4. Risk exposure and specific customer typologies 
  5. Financial markets products’ susceptibility to financial crime 
  6. Best practice to mitigate financial crime risks 
  7. Using RegTech to minimise financial crime
  8. CDD process and components of financial crime compliance

 

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours:                                 3 (Ethics or Regulations)

MPFA Non-core CPD Hours:          3

SFC CPT Hours:                              3

HKMA ECF CPD Hours                   3

 

 

2026/07/24Date: 24.7.2026
Time: 10:00am-1:00pm
Duration:3 hours
Venue: 9/F, VTC Tower, 27 Wood Road, WanChai
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