MPF Training Programme Module 8: Common Offences and Misconduct of MPF Intermediaries Course Code: PE4200858 Start Date: To Be Advised Hours: 2.0 Level: Short Course Application Form Email: peak@vtc.edu.hk Enquiry: 28361922 Programme Information Part 1: Common Offences and Misconduct of MPF Intermediaries (MPFIs) Forging clients’ signatures and making unauthorized transfer of clients’ MPF Impersonating scheme members to obtain their information from MPF trustees Asking clients to sign on incomplete forms and failing to keep a record of clients’ instructions Providing inaccurate information to clients and using marketing materials which have not been approved by their principal intermediaries Part 2: Enforcement Cases against MPFIs and Other Conduct Issues Stepping up of disciplinary actions on serious misconduct of MPFIs Highlight on relevant enforcement cases against MPFIs False examination records General Information Teaching Language All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English) Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours IA CPD Hours: 2 MPFA Core CPD Hours: 2 SFC CPT Hours: 2 HKMA ECF CPD Hours 2 bookmark Bookmark this
Course Code: PE4200858 Start Date: To Be Advised Hours: 2.0 Level: Short Course Application Form Email: peak@vtc.edu.hk Enquiry: 28361922 Programme Information Part 1: Common Offences and Misconduct of MPF Intermediaries (MPFIs) Forging clients’ signatures and making unauthorized transfer of clients’ MPF Impersonating scheme members to obtain their information from MPF trustees Asking clients to sign on incomplete forms and failing to keep a record of clients’ instructions Providing inaccurate information to clients and using marketing materials which have not been approved by their principal intermediaries Part 2: Enforcement Cases against MPFIs and Other Conduct Issues Stepping up of disciplinary actions on serious misconduct of MPFIs Highlight on relevant enforcement cases against MPFIs False examination records General Information Teaching Language All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English) Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours IA CPD Hours: 2 MPFA Core CPD Hours: 2 SFC CPT Hours: 2 HKMA ECF CPD Hours 2 bookmark Bookmark this
