(This course provides Chinese introduction only)
單元一:商業道德操守 - 大灣區金融專業人士
Module 1: Business Ethics for Financial Professionals in Greater Bay Area
大灣區跨境商業道德對金融專業人士的重要性在於確保業務的誠信和可持續發展。金融專業人士應遵守道德準則,尊重各地文化差異,並積極履行社會責任。跨境業務涉及不同法規和商業實踐。同時,他們還應重視客戶利益,保護客戶資產,並提供公正、透明的服務。本課程幫助學員瞭解並遵守相關法律法規防止違規行為.
1. 跨國業務關係建立
2. 商業道德
3. 企業合規
4. 跨國金融服務道德準則
5. 處理利益衝突
6. 工作場所反賄賂
7. 打擊洗錢
8. 個案研究
Enrollment
Please use the attached enrollment form and follow the “Notes for Applicants” in the form to apply for courses.
All places are allocated on a first-come-first-served basis. Incomplete forms and forms received without payment will be regarded as unsuccessful applications.
Deadline for Application
7 working days (Exclusive of Saturdays) prior to class commencement date.
Notification of Class Commencement
Successful applicants will be notified of the class information by the contact method specified on the enrollment form at least 3 working days before class commencement. PEAK will not be responsible for the loss of class notification sent by mail. Please contact us if you do not receive the notification before the class commencement (Tel.: 2836 1906).
Course Fees/Receipt
For a course commencing within 7 working days at the time of enrollment, trainees are required to settle the course fee by cash.
Course fees paid are also non-refundable, except for cases of unsuccessful applications and course cancellation or rescheduling. Fees paid and places enrolled are also not transferable, and request for course swapping will not be entertained.
Trainees will sign and collect the receipt at the first lesson. Fees paid after the enrollment deadline may result in delay in receipt issuing. For those who have not collected the receipts at the first lesson, our staff will contact them for picking up / mailing arrangement. PEAK will not be responsible for any loss in mailing. Trainees will be required to pay an administrative charge of HK$100 for their request for each additional receipt copy. Please send crossed cheque payable to “Vocational Training Council” with a written application attention to “The Course Team” of the Institute. (Inquiry: 2836 1862)
Enrollment Form for Programme Application
Please download here