Regulatory Requirements for Selling Financial Products Review and Updates Module 1 Sales Compliance Review and Updates I

Course Code:

PE4200701

Start Date:

2024/05/13

Hours:

3.0

Level:

Short Course

Fee:

$330

Application Form Apply Now

Email:

peak@vtc.edu.hk

Enquiry:

28361922

Programme Content

1. Sound practices for customer data protection

2. Latest Complaints in Banking Industry

3. Guideline on Banking Services for Persons with Dementia

4. Latest regulatory development of AML/CFT

5. Handling of dormant accounts and unclaimed deposits

6. Joint circular on intermediaries’ virtual asset-related activities

7. Credit Risk Management for Personal Lending Business

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

Course Code	Programme	Level

2024/05/13

Date: 13.5.2024
Time: 2:30pm - 5:30pm
Duration: 3 hours
Venue: 9/F, VTC Tower, 27 Wood Road, WanChai

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