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Programme List

- 23 Dec
Regulatory Compliance Training Module 2: Risk-based Approach on AML/CFT and Sanctions for HK and Macau(Virtual Class through Zoom)
- Course Code: PE4200766
- 3.0 Hours
- Short Course
- 330
- 23 Dec
Regulatory Requirements for Selling Financial Products Review and Updates Module 1 Sales Compliance Review and Updates I
- Course Code: PE4200701
- 3.0 Hours
- Short Course
- 330
- 27 Dec
Know your Customers' Investment Psychology Module 4: The Psychology of Asset Allocation & Finance Planning
- Course Code: PE4200205
- 3.0 Hours
- Short Course
- 330
- 29 Dec
AML/CFT Series Module 6: "Anti-Money Laundering and Counter-Terrorist Financing Ordinance" and Relevant Regulatory Requirements and Guidelines (Virtual class through Zoom)
- Course Code: PE4200891
- 3.0 Hours
- Short Course
- 330
- 29 Dec
Business Ethics Module 1: Introduction
- Course Code: PE4200498
- 3.0 Hours
- Short Course
- 330
- 30 Dec
Trade Based Money Laundering Module 2: TBML Practices for Banking and Insurance Practitioners
- Course Code: PE4200737
- 3.0 Hours
- Short Course
- 330
- 31 Dec
Alternative Investment Series: Module 2 : Foreign Exchange and Commodities
- Course Code: PE4200606
- 3.0 Hours
- Short Course
- 330
- 02 Jan
Regulatory Requirement for Selling Financial Products Review and Updates Module 3 Banking / Securities Compliance Review and Updates
- Course Code: PE4200703
- 3.0 Hours
- Short Course
- 330
- 03 Jan
Health Management Series Module 4 : Dietary Advice on Cancer Prevention
- Course Code: PE4200341
- 3.0 Hours
- Short Course
- 330
- 09 Jan
Ethics and Compliance Module 5: Ethical Governance in Operational Risk Management (Virtual class through Zoom)
- Course Code: PE4200870
- 3.0 Hours
- Short Course
- 330

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# It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. Please refer to the corresponding programme page in this website for the registered course no.

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Programme List

Regulatory Compliance Training Module 2: Risk-based Approach on AML/CFT and Sanctions for HK and Macau(Virtual Class through Zoom)

Regulatory Requirements for Selling Financial Products Review and Updates Module 1 Sales Compliance Review and Updates I

Know your Customers' Investment Psychology Module 4: The Psychology of Asset Allocation & Finance Planning

AML/CFT Series Module 6: "Anti-Money Laundering and Counter-Terrorist Financing Ordinance" and Relevant Regulatory Requirements and Guidelines (Virtual class through Zoom)

Business Ethics Module 1: Introduction

Trade Based Money Laundering Module 2: TBML Practices for Banking and Insurance Practitioners

Alternative Investment Series: Module 2 : Foreign Exchange and Commodities

Regulatory Requirement for Selling Financial Products Review and Updates Module 3 Banking / Securities Compliance Review and Updates

Health Management Series Module 4 : Dietary Advice on Cancer Prevention

Ethics and Compliance Module 5: Ethical Governance in Operational Risk Management (Virtual class through Zoom)

Pages