Best Practices for Financial Products Intermediaries Module 3 - Market Practices and Customer Suitability Management I

Course Code:

PE4200509

Start Date:

2022/05/27

Hours:

3.0

Level:

Short Course

Fee:

$300

Application Form Apply Now

Email:

peak@vtc.edu.hk

Enquiry:

28361922

Best Practices for Financial Products Intermediaries Module 3: Market Practices and

Customer Suitability Management I (3 hours)

• Customer profiling

• Know Your Customers

• Information for Clients

• Account Opening FAQs

• Product due diligence

• Suitability of recommendations

• Product presentation

• Reducing risks of product mis-selling

Teaching Language

All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)

Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

Course Code	Programme	Level

2022/05/27

Date: 27.5.2022
Time: 6:30pm-9:30pm
Duration: 3 hours
Venue: 9/F, VTC Tower, 27 Wood Road, WanChai

"Vaccine Pass" arrangement has been implemented

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