金融产品中介人实务须知单元三：市场惯例及客户合适程度管理I

课程编号:

PE4200509

开课日期:

即将公布

上课时数:

3.0

程度:

短期课程

申请表

电邮:

peak@vtc.edu.hk

查询:

28361922

(此课程内容只提供英文版)

Best Practices for Financial Products Intermediaries Module 3: Market Practices and

Customer Suitability Management I (3 hours)

• Customer profiling

• Know Your Customers

• Information for Clients

• Account Opening FAQs

• Product due diligence

• Suitability of recommendations

• Product presentation

• Reducing risks of product mis-selling

授课语言

除一些指定以英语授课的课程外,所有课程均以广东话授课,部份辅以英文专业用语

持续专业进修(CPD)/持续培训(CPT)时数

IA CPD Hours: 3 (Ethics or Regulations)

MPFA Non-core CPD Hours: 3

SFC CPT Hours: 3

HKMA ECF CPD Hours 3

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