Home / Regulatory Requirements for Selling Financial Products Review and Updates Module 1 Sales Compliance Review and Updates I (Virtual class through Zoom)
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Regulatory Requirements for Selling Financial Products Review and Updates Module 1 Sales Compliance Review and Updates I (Virtual class through Zoom)
Course Code:
PE4200701
Start Date:
To Be Advised
Hours:
3.0
Level:
Short Course
Email:
peak@vtc.edu.hk
Enquiry:
2836 1922
Programme Content
1. Sound practices for customer data protection
2. Latest Complaints in Banking Industry
3. Guideline on Banking Services for Persons with Dementia
4. Latest regulatory development of AML/CFT
5. Handling of dormant accounts and unclaimed deposits
6. Joint circular on intermediaries’ virtual asset-related activities
7. Credit Risk Management for Personal Lending Business
Teaching Language
All classes are conducted in Cantonese, supplemented with English terminology. (Except courses are specified conducted in English)
Continuing Professional Development (CPD)/Continuous Professional Training (CPT) hours