Programme Objectives:
This programme is jointly organized with PEAK. It is designed for MSO's Senior Management, Compliance Officer and Money Laundering Reporting Officer to better understand the latest statutory and regulatory requirements of Anti-Money Laundering and Counter-Terrorist Financing. The program also aims to raise participants' awareness on the importance of Customer Due Diligence and Ongoing Monitoring, for the purpose of detecting irregular or suspicious financial activities, and hence, to enhance the compliance level of MSOs.
* About Hong Kong Money Service Operators Association (MSOA) :
Hong Kong Money Service Operators Association Limited aims to represent and protect the interests of money service operators, maintain communications with the government departments. MSOA strives to assist Hong Kong to align with requirements set out by international organizations, and concurrently to provide members a platform to share market information and experiences. MSOA is well dedicated to provide AML courses for working and non-working forces.
Course Outlines:
- Due Diligence Review Record Keeping
- Key Points of Transaction Record Keeping
- Bank Compliance Requirements Sharing
- Key Reminder on Daily Operations in MSO Premises
- How to identify and Report Suspicious Transactions
- Inspection by the Regulator
- Institutional Risk Assessment
- HKCE’s latest supervisory requirements on MSOs
- Amendments to Anti-Money Laundering and Counter-Terrorist Financing Ordinance and its Guideline on Anti-Money Laundering and Counter-Terrorist Financing (For Money Service Operators)
- Competence Assessment for MSOs
- Sharing of Market Information
Speakers:
Mr. Tse CB, CFA, FCPA, FCCA, MBA
Mr. Tse is the founding Chief Executive Officer of MSOA. He works across advisory, finance and banking services over a decade. Mr. Tse was invited as the Guest Speaker of the 6th Annual AML & Financial Crime Conference Asia Pacific, which was organized by the Association of Certified Anti-Money Laundering Specialists (“ACAMS”).
Mr. Kwan FCPA (Practising)
Mr. Kwan is the founding director of a consulting firm which provides AML and compliance consulting services. Concurrently, Mr. Kwan is a practising fellow of Hong Kong Institute of Certified Public Accountants. For over a decade, his past experience in BIG 4 accounting firms has earned him a well-established profession across disciplines of Compliance, Auditing and Accounting.
FeeDiscount:
The course only costs MSOA Member HK$1,480 each. To verify the eligibility to the special discount, applicants must enroll to the course through the Hong Kong Money Service Operators Association at Tel: 3176 2004, Fax: 3010 8582 or Email: info@msoa.hk
